SEBI's Mandatory Disclosure

Regulatory Complaints Disclosure

SEBI mandates all RIA's to display the complaint status on the website as shown below. Investors can first contact the intermediary in case of complaints, in our case through the contact us page. The SEBI 'SCORES' website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here : https://scores.gov.in/scores/Welcome.html

Data as of last month : October 2024

S. No.
Received From
Pending as of last month
Received
Resolved*
Total Pending#
Pending >3 months
Avg. Resolution Time^
1.
Directly from Investors
0
0
0
0
0
0
2.
SEBI - Scores
0
0
0
0
0
0
3.
Other Sources
0
0
0
0
0
0

Trend of monthly disposal of complaints

S. No.
Month
Carried forward from previous month
Received
Resolved*
Pending#
1.
Nov 2023
0
0
0
0
2
Dec 2023
0
0
0
0
3.
Jan 2024
0
0
0
0
4.
Feb 2024
0
0
0
0
5.
Mar 2024
0
0
0
0
6.
Apr 2024
0
0
0
0
7.
May 2024
0
0
0
0
8.
Jun 2024
0
0
0
0
9.
Jul 2024
0
0
0
0
10.
Aug 2024
0
0
0
0
11.
Sep 2024
0
0
0
0
12.
Oct 2024
0
0
0
0
Total
0
0
0
0

Trend of annual disposal of complaints

S. No.
Year
Carried forward from previous month
Received
Resolved*
Pending#
1.
2017-18
0
0
0
0
2.
2018-19
0
0
0
0
3.
2019-20
0
0
0
0
4.
2020-21
0
0
0
0
5.
2021-22*
0
0
0
0
6.
2022-23
0
0
0
0
Total
0
0
0
0


*Inclusive of complaints of previous months/years resolved in the current month/year | ^ Time in days | # Inclusive of complaints pending as on last day of the month/year

Annual Compliance Disclosure

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for the previous and current financial year are as under:

S. No.
Financial Year
Compliance Audit Status
Remarks, if any
1.
FY 2020-21
Conducted
N/A
2.
FY 2021-22
Conducted
N/A

SEBI's Investor Charter