SEBI's Mandatory Disclosure

Regulatory Complaints Disclosure

SEBI mandates all RIA's to display the complaint status on the website as shown below. Investors can first contact the intermediary in case of complaints, in our case through the contact us page. The SEBI 'SCORES' website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here : https://scores.gov.in/scores/Welcome.html

Data as of last month : January, 2023

S. No.
Received From
Pending as of last month
Received
Resolved*
Total Pending#
Pending >3 months
Avg. Resolution Time^
1.
Directly from Investors
0
0
0
0
0
0
2.
SEBI - Scores
0
0
0
0
0
0
3.
Other Sources
0
0
0
0
0
0

Trend of monthly disposal of complaints

S. No.
Month
Carried forward from previous month
Received
Resolved*
Pending#
1.
Feb 2022
0
0
0
0
2.
Mar 2022
0
0
0
0
3.
Apr 2022
0
0
0
0
4.
May 2022
0
0
0
0
5.
Jun 2022
0
0
0
0
6.
Jul 2022
0
0
0
0
7.
Aug 2022
0
0
0
0
8.
Sep 2022
0
0
0
0
9.
Oct 2022
0
0
0
0
10.
Nov 2022
0
0
0
0
11.
Dec 2022
0
0
0
0
12.
Jan 2023
0
0
0
0
Total
0
0
0
0

Trend of annual disposal of complaints

S. No.
Year
Carried forward from previous month
Received
Resolved*
Pending#
1.
2017-18
0
0
0
0
2.
2018-19
0
0
0
0
3.
2019-20
0
0
0
0
4.
2020-21
0
0
0
0
5.
2021-22*
0
0
0
0
Total
0
0
0
0


*Inclusive of complaints of previous months/years resolved in the current month/year | ^ Time in days | # Inclusive of complaints pending as on last day of the month/year

Annual Compliance Disclosure

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for the previous and current financial year are as under:

S. No.
Financial Year
Compliance Audit Status
Remarks, if any
1.
FY 2020-21
Conducted
N/A
2.
FY 2021-22
Conducted
N/A

SEBI's Investor Charter