SEBI's Mandatory Disclosure

Regulatory Complaints Disclosure

SEBI mandates all RIA's to display the complaint status on the website as shown below. Investors can first contact the intermediary in case of complaints, in our case through the contact us page. The SEBI 'SCORES' website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here : https://scores.gov.in/scores/Welcome.html

Data as of last month : November 2023

S. No.
Received From
Pending as of last month
Received
Resolved*
Total Pending#
Pending >3 months
Avg. Resolution Time^
1.
Directly from Investors
0
0
0
0
0
0
2.
SEBI - Scores
0
0
0
0
0
0
3.
Other Sources
0
0
0
0
0
0

Trend of monthly disposal of complaints

S. No.
Month
Carried forward from previous month
Received
Resolved*
Pending#
1.
Dec 2022
0
0
0
0
2
Jan 2023
0
0
0
0
3.
Feb 2023
0
0
0
0
4.
Mar 2023
0
0
0
0
5.
Apr 2023
0
0
0
0
6.
May 2023
0
0
0
0
7.
Jun 2023
0
0
0
0
8.
Jul 2023
0
0
0
0
9.
Aug 2023
0
0
0
0
10.
Sep 2023
0
0
0
0
11.
Oct 2023
0
0
0
0
12.
Nov 2023
0
0
0
0
Total
0
0
0
0

Trend of annual disposal of complaints

S. No.
Year
Carried forward from previous month
Received
Resolved*
Pending#
1.
2017-18
0
0
0
0
2.
2018-19
0
0
0
0
3.
2019-20
0
0
0
0
4.
2020-21
0
0
0
0
5.
2021-22*
0
0
0
0
Total
0
0
0
0


*Inclusive of complaints of previous months/years resolved in the current month/year | ^ Time in days | # Inclusive of complaints pending as on last day of the month/year

Annual Compliance Disclosure

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for the previous and current financial year are as under:

S. No.
Financial Year
Compliance Audit Status
Remarks, if any
1.
FY 2020-21
Conducted
N/A
2.
FY 2021-22
Conducted
N/A

SEBI's Investor Charter